FIRST TR MULTI CP VAL ALPHA

Ticker: FAB CUSIP: 33733C108 Class: ETF

B. Riley Wealth Advisors, Inc.'s Holding History (CIK: 0001464811)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 6,301 Value ($000) $287 Avg Close — Range —
Q2 2016
Shares 6,725 Value ($000) $286 Avg Close — Range —
Q4 2015
Shares 6,725 Value ($000) $274 Avg Close — Range —
Q3 2015
Shares 6,925 Value ($000) $282 Avg Close — Range —
Q2 2015
Shares 7,359 Value ($000) $342 Avg Close — Range —
Q1 2015
Shares 6,459 Value ($000) $307 Avg Close — Range —
Q4 2014
Shares 13,443 Value ($000) $2,504 Avg Close — Range —
Q3 2014
Shares 7,241 Value ($000) $327 Avg Close — Range —
Q2 2014
Shares 9,513 Value ($000) $252,936 Avg Close — Range —
Q1 2014
Shares 2,510 Value ($000) $115 Avg Close — Range —