FIRST TR EXCHANGE-TRADED FD

Ticker: FBT CUSIP: 33733E203 Class: ETF

Bay Harbor Wealth Management, LLC's Holding History (CIK: 0001767989)

Note: Option positions (PUT/CALL) are excluded.

Q1 2020
Shares 4 Value ($000) $1 Avg Close — Range —
Q1 2019
Shares 65 Value ($000) $10 Avg Close — Range —
Q4 2018
Shares 59 Value ($000) $7 Avg Close — Range —