FIRST TR EXCHANGE-TRADED FD

Ticker: FDN CUSIP: 33733E302 Class: DJ INTERNT IDX

SANDERS MORRIS HARRIS LLC's Holding History (CIK: 0001053994)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016

Shares 5,379 Value ($000) $439 Avg Close — Range —

Q2 2016

Shares 19,826 Value ($000) $1,430 Avg Close — Range —

Q1 2016

Shares 106,389 Value ($000) $7,264 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2016	5,379	$439	—	—
Q2 2016	19,826	$1,430	—	—
Q1 2016	106,389	$7,264	—	—