FIRST TR EXCHANGE-TRADED FD

Ticker: QQXT CUSIP: 33733E401 Class: NASDAQ 100 EX

AMERIPRISE FINANCIAL INC's Holding History (CIK: 0000820027)

Note: Option positions (PUT/CALL) are excluded.

Q3 2017
Shares 8,901 Value ($000) $417 Avg Close — Range —
Q2 2017
Shares 8,950 Value ($000) $413 Avg Close — Range —
Q1 2017
Shares 9,294 Value ($000) $415 Avg Close — Range —
Q2 2016
Shares 9,384 Value ($000) $364 Avg Close — Range —
Q1 2016
Shares 15,013 Value ($000) $589 Avg Close — Range —
Q4 2015
Shares 19,122 Value ($000) $793 Avg Close — Range —
Q3 2015
Shares 15,347 Value ($000) $587 Avg Close — Range —
Q2 2015
Shares 15,725 Value ($000) $659 Avg Close — Range —
Q1 2015
Shares 15,523 Value ($000) $643 Avg Close — Range —
Q4 2014
Shares 23,261 Value ($000) $930 Avg Close — Range —
Q3 2014
Shares 23,322 Value ($000) $862 Avg Close — Range —
Q2 2014
Shares 22,777 Value ($000) $821 Avg Close — Range —
Q1 2014
Shares 10,085 Value ($000) $349 Avg Close — Range —
Q4 2013
Shares 9,660 Value ($000) $336 Avg Close — Range —
Q3 2013
Shares 9,724 Value ($000) $315 Avg Close — Range —
Q2 2013
Shares 6,803 Value ($000) $200 Avg Close — Range —