FIRST TRUST SPECIALTY FINANC

CUSIP: 33733G109 Class: COM BEN INTR

GUGGENHEIM CAPITAL LLC's Holding History (CIK: 0001283072)

Note: Option positions (PUT/CALL) are excluded.

Q2 2018
Shares 64,805 Value ($000) $389 Avg Close — Range —
Q1 2018
Shares 68,125 Value ($000) $410 Avg Close — Range —
Q4 2017
Shares 68,883 Value ($000) $423 Avg Close — Range —
Q3 2017
Shares 72,551 Value ($000) $498 Avg Close — Range —
Q2 2017
Shares 35,168 Value ($000) $254 Avg Close — Range —