FIRST TRUST SPECIALTY FINANC

CUSIP: 33733G109 Class: COM BEN INTR

Advisors Asset Management, Inc.'s Holding History (CIK: 0001297376)

Note: Option positions (PUT/CALL) are excluded.

Q1 2015
Shares 175,421 Value ($000) $1,323 Avg Close — Range —
Q4 2014
Shares 191,046 Value ($000) $1,502 Avg Close — Range —
Q3 2014
Shares 248,938 Value ($000) $2,081 Avg Close — Range —
Q2 2014
Shares 460,158 Value ($000) $3,732 Avg Close — Range —
Q1 2014
Shares 505,080 Value ($000) $3,889 Avg Close — Range —
Q4 2013
Shares 630,954 Value ($000) $4,959 Avg Close — Range —
Q3 2013
Shares 725,113 Value ($000) $5,910 Avg Close — Range —
Q2 2013
Shares 642,339 Value ($000) $5,351 Avg Close — Range —