FIRST TRUST SPECIALTY FINANC

CUSIP: 33733G109 Class: COM BEN INTR

Apriem Advisors's Holding History (CIK: 0001425165)

Note: Option positions (PUT/CALL) are excluded.

Q4 2015
Shares 169,787 Value ($000) $946 Avg Close — Range —
Q3 2015
Shares 167,734 Value ($000) $985 Avg Close — Range —
Q2 2015
Shares 175,254 Value ($000) $1,134 Avg Close — Range —
Q1 2015
Shares 169,778 Value ($000) $1,278 Avg Close — Range —
Q4 2014
Shares 130,393 Value ($000) $1,025 Avg Close — Range —
Q3 2014
Shares 113,756 Value ($000) $951 Avg Close — Range —
Q2 2014
Shares 115,853 Value ($000) $940 Avg Close — Range —
Q1 2014
Shares 111,060 Value ($000) $855 Avg Close — Range —
Q4 2013
Shares 99,735 Value ($000) $784 Avg Close — Range —
Q3 2013
Shares 102,050 Value ($000) $832 Avg Close — Range —
Q2 2013
Shares 83,879 Value ($000) $700 Avg Close — Range —