FIRST TR EXCHANGE TRADED FD

Ticker: FXL CUSIP: 33734X176 Class: TECH ALPHADEX

B. Riley Financial, Inc.'s Holding History (CIK: 0001464790)

Note: Option positions (PUT/CALL) are excluded.

Q2 2018

Shares 16,680 Value ($000) $975 Avg Close — Range —

Q1 2018

Shares 25,343 Value ($000) $1,394 Avg Close — Range —

Q4 2017

Shares 23,237 Value ($000) $1,193 Avg Close — Range —

Q3 2017

Shares 19,084 Value ($000) $915 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q2 2018	16,680	$975	—	—
Q1 2018	25,343	$1,394	—	—
Q4 2017	23,237	$1,193	—	—
Q3 2017	19,084	$915	—	—