FIRST TR EXCHANGE TRADED FD

Ticker: FXL CUSIP: 33734X176 Class: TECH ALPHADEX

Moors & Cabot, Inc.'s Holding History (CIK: 0001607239)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 10,086 Value ($000) $555 Avg Close — Range —
Q4 2017
Shares 9,990 Value ($000) $514 Avg Close — Range —
Q3 2017
Shares 10,541 Value ($000) $503 Avg Close — Range —
Q2 2017
Shares 9,919 Value ($000) $428 Avg Close — Range —
Q1 2017
Shares 8,401 Value ($000) $355 Avg Close — Range —
Q3 2015
Shares 9,905 Value ($000) $313 Avg Close — Range —
Q2 2015
Shares 15,667 Value ($000) $556 Avg Close — Range —
Q1 2015
Shares 12,213 Value ($000) $438 Avg Close — Range —
Q4 2014
Shares 10,232 Value ($000) $353 Avg Close — Range —
Q3 2014
Shares 6,982 Value ($000) $227 Avg Close — Range —
Q2 2014
Shares 6,706 Value ($000) $219 Avg Close — Range —