FIRST TR EXCHANGE TRADED FD

Ticker: FXU CUSIP: 33734X184 Class: UTILITIES ALPH

STEPHENS INC /AR/'s Holding History (CIK: 0000757657)

Note: Option positions (PUT/CALL) are excluded.

Q3 2017
Shares 10,505 Value ($000) $284 Avg Close — Range —
Q2 2017
Shares 12,779 Value ($000) $347 Avg Close — Range —
Q1 2017
Shares 12,988 Value ($000) $356 Avg Close — Range —
Q4 2016
Shares 13,333 Value ($000) $356 Avg Close — Range —
Q3 2016
Shares 17,070 Value ($000) $443 Avg Close — Range —
Q2 2016
Shares 29,281 Value ($000) $791 Avg Close — Range —
Q1 2016
Shares 35,829 Value ($000) $931 Avg Close — Range —
Q1 2015
Shares 18,219 Value ($000) $431 Avg Close — Range —
Q4 2014
Shares 25,866 Value ($000) $644 Avg Close — Range —
Q3 2014
Shares 9,228 Value ($000) $209 Avg Close — Range —
Q2 2014
Shares 9,228 Value ($000) $220 Avg Close — Range —