FIRST TR EXCHANGE TRADED FD

Ticker: FGD CUSIP: 33734X200 Class: DJ GLBL DIVID

Regal Investment Advisors LLC's Holding History (CIK: 0001559789)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 17,000 Value ($000) $396 Avg Close — Range —
Q3 2016
Shares 19,493 Value ($000) $458 Avg Close — Range —
Q2 2016
Shares 21,886 Value ($000) $487 Avg Close — Range —
Q1 2016
Shares 22,442 Value ($000) $506 Avg Close — Range —
Q4 2015
Shares 22,480 Value ($000) $489 Avg Close — Range —
Q3 2015
Shares 24,708 Value ($000) $533 Avg Close — Range —
Q2 2015
Shares 32,491 Value ($000) $797 Avg Close — Range —
Q1 2015
Shares 31,407 Value ($000) $794 Avg Close — Range —
Q4 2014
Shares 32,383 Value ($000) $822 Avg Close — Range —
Q3 2014
Shares 34,129 Value ($000) $908 Avg Close — Range —
Q2 2014
Shares 33,032 Value ($000) $964 Avg Close — Range —
Q1 2014
Shares 32,184 Value ($000) $896 Avg Close — Range —
Q4 2013
Shares 23,363 Value ($000) $633 Avg Close — Range —
Q3 2013
Shares 35,701 Value ($000) $917 Avg Close — Range —
Q2 2013
Shares 43,577 Value ($000) $1,007 Avg Close — Range —