FIRST TR EXCHANGE TRADED FD

Ticker: CARZ CUSIP: 33734X309 Class: Com

NEW YORK LIFE INVESTMENT MANAGEMENT LLC's Holding History (CIK: 0001133639)

Note: Option positions (PUT/CALL) are excluded.

Q3 2014
Shares 289,545 Value ($000) $10,936 Avg Close — Range —
Q2 2014
Shares 280,325 Value ($000) $11,432 Avg Close — Range —
Q1 2014
Shares 228,291 Value ($000) $9,406 Avg Close — Range —
Q4 2013
Shares 58,500 Value ($000) $2,323 Avg Close — Range —