FIRST TR EXCHANGE TRADED FD

Ticker: FPXI CUSIP: 33734X853 Class: INTL EQUITY OPP

SSI INVESTMENT MANAGEMENT LLC's Holding History (CIK: 0000938487)

Note: Option positions (PUT/CALL) are excluded.

Q3 2021

Shares 37,410 Value ($000) $2,395 Avg Close — Range —

Q2 2021

Shares 36,730 Value ($000) $2,511 Avg Close — Range —

Q1 2021

Shares 29,783 Value ($000) $1,964 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2021	37,410	$2,395	—	—
Q2 2021	36,730	$2,511	—	—
Q1 2021	29,783	$1,964	—	—