FIRST TR SML CP CORE ALPHA F

Ticker: FYX CUSIP: 33734Y109 Class: Com

Baker Avenue Asset Management, LP's Holding History (CIK: 0001432529)

Note: Option positions (PUT/CALL) are excluded.

Q4 2013
Shares 4,950 Value ($000) $241 Avg Close — Range —
Q3 2013
Shares 4,950 Value ($000) $217 Avg Close — Range —