FIRST TR LRG CP VL ALPHADEX

Ticker: FTA CUSIP: 33735J101 Class: ETF

STEPHENS INC /AR/'s Holding History (CIK: 0000757657)

Note: Option positions (PUT/CALL) are excluded.

Q2 2016
Shares 33,829 Value ($000) $1,349 Avg Close — Range —
Q1 2016
Shares 41,586 Value ($000) $1,690 Avg Close — Range —
Q4 2015
Shares 50,926 Value ($000) $1,958 Avg Close — Range —
Q3 2015
Shares 114,172 Value ($000) $4,311 Avg Close — Range —
Q2 2015
Shares 103,976 Value ($000) $4,414 Avg Close — Range —
Q1 2015
Shares 101,999 Value ($000) $4,462 Avg Close — Range —
Q4 2014
Shares 94,130 Value ($000) $4,115 Avg Close — Range —
Q3 2014
Shares 100,225 Value ($000) $4,256 Avg Close — Range —
Q2 2014
Shares 95,793 Value ($000) $4,171 Avg Close — Range —
Q1 2014
Shares 87,360 Value ($000) $3,604 Avg Close — Range —