FIRST TR LRG CP VL ALPHADEX

Ticker: FTA CUSIP: 33735J101 Class: ETF

SG Americas Securities, LLC's Holding History (CIK: 0001313360)

Note: Option positions (PUT/CALL) are excluded.

Q4 2017
Shares 2,010 Value ($000) $110 Avg Close — Range —
Q3 2017
Shares 5,675 Value ($000) $290 Avg Close — Range —
Q2 2017
Shares 6,509 Value ($000) $327 Avg Close — Range —
Q3 2016
Shares 95,567 Value ($000) $4,066 Avg Close — Range —
Q2 2016
Shares 33,273 Value ($000) $1,329 Avg Close — Range —
Q3 2013
Shares 20,422 Value ($000) $749 Avg Close — Range —