FIRST TR LRG CP VL ALPHADEX

Ticker: FTA CUSIP: 33735J101 Class: ETF

FOUNDERS FINANCIAL SECURITIES LLC's Holding History (CIK: 0001342396)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019
Shares 57,427 Value ($000) $3,245 Avg Close — Range —
Q3 2019
Shares 83,870 Value ($000) $4,325 Avg Close — Range —
Q2 2019
Shares 79,891 Value ($000) $4,166 Avg Close — Range —
Q1 2019
Shares 71,002 Value ($000) $3,662 Avg Close — Range —
Q4 2018
Shares 55,963 Value ($000) $2,587 Avg Close — Range —
Q3 2018
Shares 44,297 Value ($000) $2,398 Avg Close — Range —
Q2 2018
Shares 39,377 Value ($000) $2,060 Avg Close — Range —
Q1 2018
Shares 29,804 Value ($000) $1,572 Avg Close — Range —
Q4 2017
Shares 27,709 Value ($000) $1,514 Avg Close — Range —