FIRST TR LRG CP VL ALPHADEX

Ticker: FTA CUSIP: 33735J101 Class: ETF

Baker Avenue Asset Management, LP's Holding History (CIK: 0001432529)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019
Shares 10,720 Value ($000) $605 Avg Close — Range —
Q3 2019
Shares 10,720 Value ($000) $552 Avg Close — Range —
Q2 2019
Shares 10,720 Value ($000) $558 Avg Close — Range —
Q1 2019
Shares 10,720 Value ($000) $552 Avg Close — Range —
Q4 2018
Shares 43,330 Value ($000) $2,003 Avg Close — Range —
Q3 2018
Shares 13,700 Value ($000) $742 Avg Close — Range —
Q2 2018
Shares 13,650 Value ($000) $714 Avg Close — Range —
Q1 2018
Shares 13,650 Value ($000) $720 Avg Close — Range —
Q4 2017
Shares 13,650 Value ($000) $746 Avg Close — Range —
Q3 2017
Shares 13,650 Value ($000) $698 Avg Close — Range —
Q2 2013
Shares 71,354 Value ($000) $2,490 Avg Close — Range —