FIRST TR LRG CP VL ALPHADEX

Ticker: FTA CUSIP: 33735J101 Class: ETF

Horizon Investments, LLC's Holding History (CIK: 0001560717)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019
Shares 73,693 Value ($000) $4,164 Avg Close — Range —
Q3 2019
Shares 109,924 Value ($000) $5,669 Avg Close — Range —
Q2 2019
Shares 105,517 Value ($000) $5,502 Avg Close — Range —
Q1 2019
Shares 96,539 Value ($000) $4,979 Avg Close — Range —
Q4 2018
Shares 82,308 Value ($000) $3,805 Avg Close — Range —
Q3 2018
Shares 68,561 Value ($000) $3,712 Avg Close — Range —
Q2 2018
Shares 63,911 Value ($000) $3,344 Avg Close — Range —
Q1 2018
Shares 50,247 Value ($000) $2,650 Avg Close — Range —
Q4 2017
Shares 122,477 Value ($000) $6,010 Avg Close — Range —
Q3 2016
Shares 11,404 Value ($000) $486 Avg Close — Range —
Q2 2016
Shares 185,881 Value ($000) $7,415 Avg Close — Range —
Q1 2016
Shares 308,738 Value ($000) $12,547 Avg Close — Range —
Q4 2015
Shares 289,604 Value ($000) $11,132 Avg Close — Range —
Q3 2015
Shares 202,892 Value ($000) $7,661 Avg Close — Range —
Q2 2015
Shares 113,016 Value ($000) $4,798 Avg Close — Range —
Q1 2015
Shares 91,220 Value ($000) $3,991 Avg Close — Range —