FIRST TR LRG CP VL ALPHADEX

Ticker: FTA CUSIP: 33735J101 Class: ETF

NWAM LLC's Holding History (CIK: 0001655006)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019
Shares 18,149 Value ($000) $1,026 Avg Close — Range —
Q3 2019
Shares 19,612 Value ($000) $1,011 Avg Close — Range —
Q2 2019
Shares 39,675 Value ($000) $2,069 Avg Close — Range —