FIRST TR EXCH TRD ALPHDX FD

Ticker: FEP CUSIP: 33737J117 Class: ETF

SANDERS MORRIS HARRIS LLC's Holding History (CIK: 0001053994)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 16,079 Value ($000) $474 Avg Close — Range —
Q2 2016
Shares 59,190 Value ($000) $1,618 Avg Close — Range —
Q1 2016
Shares 319,500 Value ($000) $9,269 Avg Close — Range —