FIRST TR EXCH TRD ALPHDX FD

Ticker: FEM CUSIP: 33737J182 Class: EMERG MKT ALPH

B. Riley Financial, Inc.'s Holding History (CIK: 0001464790)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 15,865 Value ($000) $465 Avg Close — Range —
Q4 2017
Shares 29,471 Value ($000) $822 Avg Close — Range —
Q3 2017
Shares 27,856 Value ($000) $762 Avg Close — Range —