FIRST TR EXCH TRD ALPHA FD I

CUSIP: 33737J240 Class: HONG KONG ALPH

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q1 2016
Shares 9,848 Value ($000) $301 Avg Close — Range —
Q4 2015
Shares 9,848 Value ($000) $325 Avg Close — Range —
Q3 2015
Shares 6,121 Value ($000) $210 Avg Close — Range —
Q2 2015
Shares 10,767 Value ($000) $415 Avg Close — Range —