FIRST TR EXCHANGE-TRADED ALP

Ticker: FYC CUSIP: 33737M300 Class: ETF

CONFLUENCE INVESTMENT MANAGEMENT LLC's Holding History (CIK: 0001442056)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 5,955 Value ($000) $201 Avg Close — Range —
Q2 2016
Shares 8,736 Value ($000) $273 Avg Close — Range —
Q1 2016
Shares 8,741 Value ($000) $263 Avg Close — Range —
Q4 2015
Shares 8,766 Value ($000) $267 Avg Close — Range —