FIRST TR EXCHANGE-TRADED ALP

Ticker: FYT CUSIP: 33737M409 Class: ETF

Institute for Wealth Management, LLC.'s Holding History (CIK: 0001533954)

Note: Option positions (PUT/CALL) are excluded.

Q3 2014
Shares 80,741 Value ($000) $2,437 Avg Close — Range —
Q2 2014
Shares 148,219 Value ($000) $4,876 Avg Close — Range —
Q1 2014
Shares 125,414 Value ($000) $4,091 Avg Close — Range —