FIRST TR EXCHANGE-TRADED FD

Ticker: EMLP CUSIP: 33738D101 Class: NO AMER ENERGY

Bay Harbor Wealth Management, LLC's Holding History (CIK: 0001767989)

Note: Option positions (PUT/CALL) are excluded.

Q1 2020
Shares 79 Value ($000) $1 Avg Close — Range —
Q1 2019
Shares 847 Value ($000) $21 Avg Close — Range —
Q4 2018
Shares 400 Value ($000) $9 Avg Close — Range —