FIRST TR EXCHANGE-TRADED FD

Ticker: FTSL CUSIP: 33738D309 Class: SENIOR LN FD

Regal Investment Advisors LLC's Holding History (CIK: 0001559789)

Note: Option positions (PUT/CALL) are excluded.

Q3 2015
Shares 1,750 Value ($000) $84 Avg Close — Range —
Q2 2015
Shares 1,750 Value ($000) $85 Avg Close — Range —
Q1 2015
Shares 1,750 Value ($000) $86 Avg Close — Range —
Q4 2014
Shares 1,902 Value ($000) $92 Avg Close — Range —
Q3 2014
Shares 2,101 Value ($000) $103 Avg Close — Range —
Q2 2014
Shares 2,100 Value ($000) $105 Avg Close — Range —
Q1 2014
Shares 1,500 Value ($000) $75 Avg Close — Range —
Q3 2013
Shares 1,300 Value ($000) $64 Avg Close — Range —