FIRST TR EXCHANGE-TRADED FD

Ticker: FTSL CUSIP: 33738D309 Class: SENIOR LN FD

Horizon Investments, LLC's Holding History (CIK: 0001560717)

Note: Option positions (PUT/CALL) are excluded.

Q2 2018
Shares 332,001 Value ($000) $15,803 Avg Close — Range —
Q1 2018
Shares 460,905 Value ($000) $22,179 Avg Close — Range —
Q2 2015
Shares 48,722 Value ($000) $2,382 Avg Close — Range —
Q1 2015
Shares 40,415 Value ($000) $1,990 Avg Close — Range —