FIRST TR EXCHANGE-TRADED FD

Ticker: FV CUSIP: 33738R605 Class: DORSEY WRT 5 ETF

SANDERS MORRIS HARRIS LLC's Holding History (CIK: 0001053994)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016

Shares 16,129 Value ($000) $369 Avg Close — Range —

Q2 2016

Shares 64,591 Value ($000) $1,444 Avg Close — Range —

Q1 2016

Shares 351,145 Value ($000) $7,588 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2016	16,129	$369	—	—
Q2 2016	64,591	$1,444	—	—
Q1 2016	351,145	$7,588	—	—