FIRST TR EXCHANGE-TRADED FD

Ticker: FTXO CUSIP: 33738R860 Class: NASDAQ BK ETF

SSI INVESTMENT MANAGEMENT LLC's Holding History (CIK: 0000938487)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018

Shares 95,810 Value ($000) $2,672 Avg Close — Range —

Q2 2018

Shares 95,810 Value ($000) $2,729 Avg Close — Range —

Q1 2018

Shares 61,293 Value ($000) $1,809 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2018	95,810	$2,672	—	—
Q2 2018	95,810	$2,729	—	—
Q1 2018	61,293	$1,809	—	—