FIRST TR EXCHANGE-TRADED FD

Ticker: FTXO CUSIP: 33738R860 Class: NASDAQ BK ETF

B. Riley Wealth Advisors, Inc.'s Holding History (CIK: 0001464811)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018

Shares 9,238 Value ($000) $258 Avg Close — Range —

Q2 2018

Shares 8,725 Value ($000) $249 Avg Close — Range —

Q1 2018

Shares 7,890 Value ($000) $233 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2018	9,238	$258	—	—
Q2 2018	8,725	$249	—	—
Q1 2018	7,890	$233	—	—