FIRST TR EXCHANGE-TRADED FD

Ticker: FTXO CUSIP: 33738R860 Class: NASDAQ BK ETF

Regal Investment Advisors LLC's Holding History (CIK: 0001559789)

Note: Option positions (PUT/CALL) are excluded.

Q2 2022
Shares 8,286 Value ($000) $216 Avg Close — Range —
Q1 2022
Shares 8,286 Value ($000) $263 Avg Close — Range —
Q4 2021
Shares 7,758 Value ($000) $255 Avg Close — Range —
Q4 2019
Shares 11,356 Value ($000) $320 Avg Close — Range —
Q3 2019
Shares 12,003 Value ($000) $307 Avg Close — Range —
Q2 2019
Shares 12,875 Value ($000) $326 Avg Close — Range —
Q1 2019
Shares 13,874 Value ($000) $338 Avg Close — Range —
Q4 2018
Shares 15,406 Value ($000) $343 Avg Close — Range —
Q3 2018
Shares 15,245 Value ($000) $425 Avg Close — Range —
Q2 2018
Shares 11,520 Value ($000) $328 Avg Close — Range —
Q1 2018
Shares 15,143 Value ($000) $447 Avg Close — Range —
Q4 2017
Shares 9,596 Value ($000) $282 Avg Close — Range —