FIRST TR EXCHANGE-TRADED FD

Ticker: FTXO CUSIP: 33738R860 Class: NASDAQ BK ETF

Horizon Investments, LLC's Holding History (CIK: 0001560717)

Note: Option positions (PUT/CALL) are excluded.

Q2 2018
Shares 24,784 Value ($000) $706 Avg Close — Range —
Q1 2018
Shares 24,454 Value ($000) $722 Avg Close — Range —
Q4 2017
Shares 24,702 Value ($000) $633 Avg Close — Range —
Q3 2017
Shares 25,797 Value ($000) $661 Avg Close — Range —
Q2 2017
Shares 26,339 Value ($000) $675 Avg Close — Range —
Q1 2017
Shares 22,129 Value ($000) $575 Avg Close — Range —