FIRST TR EXCHANGE-TRADED FD

Ticker: FVC CUSIP: 33738R878 Class: ETF

B. Riley Financial, Inc.'s Holding History (CIK: 0001464790)

Note: Option positions (PUT/CALL) are excluded.

Q2 2018
Shares 29,315 Value ($000) $832 Avg Close — Range —
Q1 2018
Shares 27,350 Value ($000) $731 Avg Close — Range —