FIRST TR EXCHANGE-TRADED FD

Ticker: FVC CUSIP: 33738R878 Class: ETF

Bay Harbor Wealth Management, LLC's Holding History (CIK: 0001767989)

Note: Option positions (PUT/CALL) are excluded.

Q1 2020
Shares 36 Value ($000) $1 Avg Close — Range —
Q4 2019
Shares 36 Value ($000) $1 Avg Close — Range —
Q3 2019
Shares 816 Value ($000) $22 Avg Close — Range —
Q2 2019
Shares 766 Value ($000) $21 Avg Close — Range —