First Trust Senior Loan ETF

CUSIP: 33738d309 Class: COM

MAI Capital Management's Holding History (CIK: 0001040197)

Note: Option positions (PUT/CALL) are excluded.

Q4 2021
Shares 10,170 Value ($000) $487 Avg Close — Range —
Q3 2021
Shares 12,906 Value ($000) $618 Avg Close — Range —
Q2 2021
Shares 15,121 Value ($000) $726 Avg Close — Range —
Q1 2021
Shares 16,853 Value ($000) $807 Avg Close — Range —
Q4 2020
Shares 17,253 Value ($000) $821 Avg Close — Range —