FIRST TR EXCH TRADED FD III

Ticker: FPE CUSIP: 33739E108 Class: Com

B. Riley Financial, Inc.'s Holding History (CIK: 0001464790)

Note: Option positions (PUT/CALL) are excluded.

Q2 2018
Shares 23,700 Value ($000) $455 Avg Close — Range —
Q1 2018
Shares 23,700 Value ($000) $461 Avg Close — Range —
Q4 2017
Shares 23,700 Value ($000) $474 Avg Close — Range —