FIRST TR EXCH TRADED FD III

CUSIP: 33739P509 Class: RIVRFRNT DY ASIA

Regal Investment Advisors LLC's Holding History (CIK: 0001559789)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019
Shares 42,677 Value ($000) $2,262 Avg Close — Range —
Q3 2019
Shares 43,584 Value ($000) $2,189 Avg Close — Range —
Q2 2019
Shares 46,577 Value ($000) $2,347 Avg Close — Range —
Q1 2019
Shares 48,917 Value ($000) $2,499 Avg Close — Range —
Q4 2018
Shares 47,410 Value ($000) $2,254 Avg Close — Range —
Q3 2018
Shares 38,933 Value ($000) $2,223 Avg Close — Range —
Q2 2018
Shares 45,682 Value ($000) $2,597 Avg Close — Range —
Q1 2018
Shares 56,330 Value ($000) $3,388 Avg Close — Range —
Q4 2017
Shares 55,245 Value ($000) $3,346 Avg Close — Range —
Q3 2017
Shares 40,981 Value ($000) $2,400 Avg Close — Range —
Q2 2017
Shares 38,222 Value ($000) $2,158 Avg Close — Range —