FIRST TR EXCH TRADED FD III

Ticker: RFDI CUSIP: 33739P608 Class: ETF

Regal Investment Advisors LLC's Holding History (CIK: 0001559789)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019
Shares 52,340 Value ($000) $3,139 Avg Close — Range —
Q3 2019
Shares 52,295 Value ($000) $2,912 Avg Close — Range —
Q2 2019
Shares 55,833 Value ($000) $3,167 Avg Close — Range —
Q1 2019
Shares 60,999 Value ($000) $3,437 Avg Close — Range —
Q4 2018
Shares 60,109 Value ($000) $3,080 Avg Close — Range —
Q3 2018
Shares 45,188 Value ($000) $2,792 Avg Close — Range —
Q2 2018
Shares 51,940 Value ($000) $3,182 Avg Close — Range —
Q1 2018
Shares 63,406 Value ($000) $4,052 Avg Close — Range —
Q4 2017
Shares 62,209 Value ($000) $3,986 Avg Close — Range —
Q3 2017
Shares 46,622 Value ($000) $2,940 Avg Close — Range —
Q2 2017
Shares 42,595 Value ($000) $2,562 Avg Close — Range —
Q1 2017
Shares 4,159 Value ($000) $235 Avg Close — Range —