FIRST TR EXCH TRADED FD III

Ticker: RFEM CUSIP: 33739P707 Class: ETF

Regal Investment Advisors LLC's Holding History (CIK: 0001559789)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019
Shares 49,496 Value ($000) $3,205 Avg Close — Range —
Q3 2019
Shares 49,486 Value ($000) $2,860 Avg Close — Range —
Q2 2019
Shares 52,706 Value ($000) $3,249 Avg Close — Range —
Q1 2019
Shares 53,363 Value ($000) $3,342 Avg Close — Range —
Q4 2018
Shares 50,982 Value ($000) $2,854 Avg Close — Range —
Q3 2018
Shares 38,368 Value ($000) $2,392 Avg Close — Range —
Q2 2018
Shares 46,024 Value ($000) $3,050 Avg Close — Range —
Q1 2018
Shares 54,948 Value ($000) $4,095 Avg Close — Range —
Q4 2017
Shares 54,001 Value ($000) $3,804 Avg Close — Range —
Q3 2017
Shares 39,724 Value ($000) $2,666 Avg Close — Range —
Q2 2017
Shares 36,829 Value ($000) $2,293 Avg Close — Range —
Q1 2017
Shares 14,870 Value ($000) $893 Avg Close — Range —
Q4 2016
Shares 14,870 Value ($000) $785 Avg Close — Range —