FIRST TR EXCH TRADED FD III

CUSIP: 33739P806 Class: RIVRFRNT DYN EUR

B. Riley Financial, Inc.'s Holding History (CIK: 0001464790)

Note: Option positions (PUT/CALL) are excluded.

Q2 2018
Shares 9,851 Value ($000) $635 Avg Close — Range —
Q1 2018
Shares 15,000 Value ($000) $975 Avg Close — Range —
Q4 2017
Shares 7,500 Value ($000) $490 Avg Close — Range —