FIRST TR EXCH TRADED FD III

Ticker: FPEI CUSIP: 33739P855 Class: Com

B. Riley Financial, Inc.'s Holding History (CIK: 0001464790)

Note: Option positions (PUT/CALL) are excluded.

Q2 2018
Shares 42,200 Value ($000) $805 Avg Close — Range —
Q1 2018
Shares 39,700 Value ($000) $774 Avg Close — Range —
Q4 2017
Shares 35,200 Value ($000) $709 Avg Close — Range —