FIRST TR EXCHANGE-TRADED FD

Ticker: FTSM CUSIP: 33739Q408 Class: Com

Horizon Investments, LLC's Holding History (CIK: 0001560717)

Note: Option positions (PUT/CALL) are excluded.

Q2 2016
Shares 27,542 Value ($000) $1,649 Avg Close — Range —
Q1 2016
Shares 24,924 Value ($000) $1,491 Avg Close — Range —
Q4 2015
Shares 24,627 Value ($000) $1,473 Avg Close — Range —
Q3 2015
Shares 70,446 Value ($000) $4,218 Avg Close — Range —
Q2 2015
Shares 273,959 Value ($000) $16,440 Avg Close — Range —
Q1 2015
Shares 234,852 Value ($000) $14,098 Avg Close — Range —