FIRST TR SR FLOATING RATE 20

CUSIP: 33740K101 Class: COM SHS

B. Riley Financial, Inc.'s Holding History (CIK: 0001464790)

Note: Option positions (PUT/CALL) are excluded.

Q2 2018
Shares 14,733 Value ($000) $137 Avg Close — Range —
Q1 2018
Shares 14,733 Value ($000) $138 Avg Close — Range —
Q4 2017
Shares 13,027 Value ($000) $119 Avg Close — Range —
Q3 2017
Shares 21,339 Value ($000) $207 Avg Close — Range —