FIRST TR EXCHANGE-TRADED FD

Ticker: SDVY CUSIP: 33741X102 Class: SMID RISNG ETF

Wellington Shields & Co., LLC's Holding History (CIK: 0001506073)

Note: Option positions (PUT/CALL) are excluded.

Q4 2021

Shares 14,716 Value ($000) $446 Avg Close — Range —

Q3 2021

Shares 13,578 Value ($000) $384 Avg Close — Range —

Q2 2021

Shares 11,060 Value ($000) $322 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2021	14,716	$446	—	—
Q3 2021	13,578	$384	—	—
Q2 2021	11,060	$322	—	—