FIRST TR EXCH TRADED FD III

Ticker: HSMV CUSIP: 33741Y100 Class: HORIZON VOL SMCP

PRINCIPAL SECURITIES, INC.'s Holding History (CIK: 0000012600)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025
Shares 15,488 Value ($000) $552 Avg Close — Range —
Q3 2025
Shares 14,069 Value ($000) $512 Avg Close — Range —
Q2 2025
Shares 13,379 Value ($000) $480 Avg Close — Range —
Q1 2025
Shares 12,127 Value ($000) $434 Avg Close — Range —
Q4 2024
Shares 12,127 Value ($000) $434 Avg Close — Range —
Q3 2024
Shares 11,825 Value ($000) $433 Avg Close — Range —
Q2 2024
Shares 11,249 Value ($000) $375 Avg Close — Range —
Q1 2024
Shares 10,762 Value ($000) $365 Avg Close — Range —
Q4 2023
Shares 9,518 Value ($000) $305 Avg Close — Range —