FIRSTHAND TECH VALUE FD INC

Ticker: SVVC CUSIP: 33766Y100 Class: CEM

AMERIPRISE FINANCIAL INC's Holding History (CIK: 0000820027)

Note: Option positions (PUT/CALL) are excluded.

Q3 2014

Shares 1,372 Value ($000) $33 Avg Close $22.26 Range $20.26 - $24.46

Q2 2014

Shares 1,372 Value ($000) $29 Avg Close $20.79 Range $19.41 - $21.90

Q1 2014

Shares 1,372 Value ($000) $30 Avg Close $23.42 Range $20.74 - $24.45

Q4 2013

Shares 820 Value ($000) $19 Avg Close $23.30 Range $20.80 - $26.42

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2014	1,372	$33	$22.26	$20.26 - $24.46
Q2 2014	1,372	$29	$20.79	$19.41 - $21.90
Q1 2014	1,372	$30	$23.42	$20.74 - $24.45
Q4 2013	820	$19	$23.30	$20.80 - $26.42