FIRSTHAND TECH VALUE FD INC

Ticker: SVVC CUSIP: 33766Y100 Class: CEM

Bank of New York Mellon Corp's Holding History (CIK: 0001390777)

Note: Option positions (PUT/CALL) are excluded.

Q1 2014
Shares 28,316 Value ($000) $604 Avg Close $23.42 Range $20.74 - $24.45
Q4 2013
Shares 25,596 Value ($000) $593 Avg Close $23.30 Range $20.80 - $26.42
Q3 2013
Shares 24,369 Value ($000) $597 Avg Close $22.22 Range $19.66 - $24.99
Q2 2013
Shares 23,918 Value ($000) $475 Avg Close $19.17 Range $18.39 - $20.20