FIRSTHAND TECH VALUE FD INC

Ticker: SVVC CUSIP: 33766Y100 Class: CEM

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q4 2013
Shares 8,750 Value ($000) $203 Avg Close $23.30 Range $20.80 - $26.42
Q3 2013
Shares 9,750 Value ($000) $243 Avg Close $22.22 Range $19.66 - $24.99