FIRSTHAND TECH VALUE FD INC

Ticker: SVVC CUSIP: 33766Y100 Class: CEM

RIVERNORTH CAPITAL MANAGEMENT, LLC's Holding History (CIK: 0001447578)

Note: Option positions (PUT/CALL) are excluded.

Q3 2014

Shares 328,097 Value ($000) $7,878 Avg Close $22.26 Range $20.26 - $24.46

Q2 2014

Shares 254,496 Value ($000) $5,408 Avg Close $20.79 Range $19.41 - $21.90

Q1 2014

Shares 72,540 Value ($000) $1,549 Avg Close $23.42 Range $20.74 - $24.45

Q4 2013

Shares 72,540 Value ($000) $1,681 Avg Close $23.30 Range $20.80 - $26.42

Q3 2013

Shares 105,453 Value ($000) $2,581 Avg Close $22.22 Range $19.66 - $24.99

Q2 2013

Shares 156,839 Value ($000) $3,115 Avg Close $19.17 Range $18.39 - $20.20

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2014	328,097	$7,878	$22.26	$20.26 - $24.46
Q2 2014	254,496	$5,408	$20.79	$19.41 - $21.90
Q1 2014	72,540	$1,549	$23.42	$20.74 - $24.45
Q4 2013	72,540	$1,681	$23.30	$20.80 - $26.42
Q3 2013	105,453	$2,581	$22.22	$19.66 - $24.99
Q2 2013	156,839	$3,115	$19.17	$18.39 - $20.20